misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
money into the second client's bank account. In addition, Sakkarin used the trading account of the second client to trade securities for himself with the trading volume exceeding 40 million baht; (3
, Chairman, Thai Institute of Directors.In addition, awards were given to the top 50 listed companies with the highest ASEAN CG Scorecard scores. All of which have passed the validation process by KPMG, an
capital market to develop and sustainably prosper, it cannot exclusively depend on strict regulations, but it requires good governance and pressure from market participants, in addition to quality
addition, the SEC will further promote discussions and sharing of experiences in the internaitonal arena as well as inform Thailand’s progresses to the global community.” Today’s events marked the second
addition, due to the fact that Amorn, Pipat and Nasika held the position of director and/or executive of AJD at the time of committing offenses and were imposed with a civil penalty by the Civil
Customer (KYC) were inconsistent with the SEC's acceptable standards, while the sufficiency of their IT security and cyber security systems could not be verified.In addition, as a result of the application
the deadline. Instead, the SEC instructed EARTH and its directors to submit the report and disclose the information thereof through the SET Information System urgently.In addition, the SEC found that
punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which were in force at the time of committing the offences. In addition, such offences are currently in violation of Section
SEC banned Sittichai from holding the position of director or executive at any securities issuing company and listed company* for three years. In addition, as a result of the civil sanction, the other