information, {A} purchased 10,000 JASH16 Futures contracts whose underlying was the JAS stock before attending the Board?s meeting. JAS later disclosed the information on such dividend payment to the SET. The
. ("YNPI"), YNP?s subsidiary, which did not comply with the generally accepted accounting principles. Moreover, auditor was restricted by the company?s executives in accessing material information necessary
total revenues came from a major counterparty. 2. In term of due diligence, failure to have the following information disclosed:(1) Debt repayment ability of a large debtor which is also the applicant?s
facilitating the exchange of information for the purpose of law enforcement, elevating capability and quality of capital market personnel, and enhancing bilateral cooperation to promote business growth and
Bangkok, April 24, 2014 ? The SEC urged investors to make prudent investment decision concerning information on fund establishment and forward-looking on profits of listed firms.Chalee
by specific law.Public sector organizations must comply with the criteria and disclose information in the same manner as private issuers where filing of an application for offering approval is required
agreed with the independent financial advisor that the price is inappropriate; thereby requesting shareholders to study and consider all related information including the financial advisor?s opinion. The
Bangkok, January 23, 2012 - The SEC has revoked approval status of three investor contacts and suspended another for dishonest conducts and disclosure of client confidential information, effective
the determination of knowledge and experiences of the persons qualified for the selection. The SEC Board has laid out the criteria for selecting persons to be appointed as SET director by the SEC Board
raise the public?s knowledge, understanding and capacities on personal finance. The SEC financial literacy program aims to enhance knowledge on financial management and investment of Thai people