the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated
balance between supervision on securities offering and investor protection.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved relaxation of
Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Capital Market Supervisory Board recently approved infrastructure trust regulations, scheduled to become effective early next year. The new regulations will widen fund raising channels for domestic and
Bangkok, November 2, 2011 - The Capital Market Supervisory Board approved revision on regulations on approval of personnel of capital market business operator in response to business practice and to
Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010
in the near future. On the contrary, the WIN?s Board of Directors and Audit Committee opined that the transactions are appropriate and beneficial to the company. In this regard, the SEC advised WIN
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนายธวัชชัย พิทยโสภณ รองเลขาธิการ ได้ร่วมงานสัมมนา “ASEAN Taxonomy Version 4 Insights” โดยมี ASEAN Taxonomy Board (ATB) เป็นผู้จัดงาน
transfers of the total B/E sale money to be further distributed to other persons while (2) Miss Nittha Kongkarien (formerly named Miss Jaroonluck), secretary to the KC Board of Directors, assisted in