; (3) Information disclosure and risk warnings according to (1) and (2) above shall be disseminated, at least through DA operators’ websites and applications (if any), communicated to all clients, and
baht as specified to the counterparty. According to the evidence, the counterparty had already repaid the 30 million baht to WORLD through Ms. Hongsri and Mr. Chiyachantana. However, there was no proof
investors in deciding to transact with the members so that the relevant persons would receive adequate, up-to-date and equal information through convenient and accessible channels.Remark: * The two
closely with SEC Thailand to develop initiatives to foster exchanges between participants from both markets. We treasure very much the relationships and we hope that through our joint efforts, we can help
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other
businesses in the Thai capital market. Concurrently, the SEC encourages audit firms in the capital market to build up their strength through the three mechanisms, namely Self-discipline, Market Force, an
, various media on money management and investment tips to cope with the changing financial situations will be publicized through the SEC and “Start-to Invest” Facebook pages throughout the week
new generations will be publicized through social media and various communication channels throughout the week._______________________
STARK clarify about such action and submit related documents to the SEC. STARK then submitted copies of the complaint documents filed with the DSI and disclose such information to investors through the
for utilising resources more effectively. Having realized the importance of solving the problem sustainably and comprehensively through the involvement and cooperation of the civil society, public