perform duties or provide services honestly and a wrongful treatment of investor assets in contravention of the governing Notification of the Capital Market Supervisory Board. The SEC therefore revoked his

sufficient information before passing a resolution, especially the opinion of the company's board of directors. In addition, the provisions on prescription of more severe penalties are proposed in case the

Bangkok, April 28, 2011 ? The Capital Market Supervisory Board (CMSB) at its monthly meeting held today has approved revisions to the takeover regulations as follows:           1. Any person making a

?s articles of association as well as the resolution of the Board of Directors and the shareholders? meetings under Section 89/7 of the Act.   ____________________

issuing branches must be provided to better reflect credit risk.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on

notify his client of some transactions.Making securities trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555

Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board (CMSB) recently approved revision of regulations to expand list of investment products denominated foreign currencies

Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that  the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS

decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of

Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Owing to the fact that