. Auditing performance by YNP?s auditor -Somchai Kurijitkosol of SK Accountant Services Co., Ltd., was then brought under the SEC?s investigation where Somchai?s serious audit mistake and non-compliance with
sectors. The amended rules specify that certain matters remain under the SEC supervision, including issuers? non-involvement in illegitimate businesses. The SEC, however, does not impose requirements
penalties under Section 296 of the said Act. The Settlement Committee therefore imposed on him respective fines of 685,785.60 baht and 500,000 baht, totaling at 1,185,785.60 baht. # # #
, as part of the charge.The prosecution has resulted in the aforesaid persons unqualified for holding the positions of director or executive of any issuing or listed company while they are under legal
under the regulations of the Capital Market Supervisory Board.?Independent directors play a vital role in ensuring corporate governance of business operators and utmost interest of customers. The SEC
economic growth and prosperity across the region. In addition, to reiterate their commitment under MCMC framework, high-raking executives from Cambodia, Laos, Vietnam and Thailand signed a Memorandum of
regional capital markets,? Vorapol said. The cross-border offering of ASEAN CIS in ASEAN countries is developed under the ?Implementation Plan to promote the Development of an Integrated Capital
inconsistent tender offer price or form for all shareholders was deemed a violation of the tender offer rules promulgated under Section 247 of the Securities and Exchange Act B.E. 2535 (1992). The SEC therefore