, Facebook, Line and YouTube. The public should be aware that none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to
the core business of trading services. SEC Assistant Secretary-General Paralee Sukonthaman said: “Nowadays, growing information on investment products in the capital market makes most investors
and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended
-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test and IT audit, and disclosure of key information to customers
plans and distribution of digital tokens, examine and ensure source code that matches the disclosed information, and identify investors’ identity, status and risk-taking ability.Once ICO portals are
Bangkok, 20 March 2018 ? The SEC is seeking public comments on the proposed amendments to the rules governing information disclosure and auditors of securities issuers to be more in line with the
Bangkok, 30 March 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Pinit Vongmasa and Mr. Chatchala Vongmasa, for using inside information to purchase shares of Padaeng Industry
information, {A} purchased 10,000 JASH16 Futures contracts whose underlying was the JAS stock before attending the Board?s meeting. JAS later disclosed the information on such dividend payment to the SET. The
. ("YNPI"), YNP?s subsidiary, which did not comply with the generally accepted accounting principles. Moreover, auditor was restricted by the company?s executives in accessing material information necessary
total revenues came from a major counterparty. 2. In term of due diligence, failure to have the following information disclosed:(1) Debt repayment ability of a large debtor which is also the applicant?s