, starting from 1 February 2018. In addition, since {B} is also a branch manager of the bank, she is prohibited from functioning as branch manager responsible for capital market business of any bank or

ประสิทธิภาพของกระบวนการยื่นคำขออนุญาตออกเสนอขายใบสำคัญแสดงสิทธิอนุพันธ์ แก้ปัญหาความซ้ำซ้อนของการทำงานระหว่างหน่วยงาน ลดการนำข้อมูลเข้าหลายระบบ เพิ่มความสะดวก ลดเวลาเข้าซื้อขายในตลาด (time to market)  ซึ่งระบบ

investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an

declare the corporate intent to serve the public and capital market stakeholders with integrity, transparency and corporate governance, on 8 May 2019. The SEC Declaration of Intent is in compliance with

Essentially, the new rules allow securities brokers and derivatives agents to provide two types of trading services of capital market products that respond to investors’ demands more efficiently

Standards were developed based on the principles of the International Capital Market Association (ICMA). The proceeds from social bonds are for financing or providing loans to projects that are socially

SEC Secretary-General Rapee Sucharitakul said “SEC aims to provide people in general access to the capital market as a source to accumulate long-term financial stability. However, until now

Thai Capital Market and Economic Growth.” In addition, the research team from Thammasat University led by Prof. Witawat Rungruangphon and Mr. Weerapong Kitiwong, PhD., presented the results of the Value

and Presentation in Analyst Research Reports” for capital market professionals i.e., securities analysts and fund managers. CFA Institute contributes the Guidelines to incorporate ESG factors into their

, the SEC will file a criminal complaint for further legal proceedings. Due to his misconduct, {A} is deemed to have prohibited characteristics of capital market personnel as specified in the