imposed on an asset price appraisal. Due to their deficiencies above, {X1} Securities and {A} are deemed to have contravened the Notification of the SEC Office concerning Granting of Approval for Financial

officials, Economic Crime Division, Royal Thai Police, and public prosecutors, the Department of Economic Crime Litigation 3, the Office of the Attorney- General.

? presented by faculty members from Chulalongkorn University at Meeting Room 1601 on 16 Floor at the SEC Office on Vibhavadi-Rangsit Road. The four institutions will take turns presenting other interesting

been disclosed to the public or so called inside information or non-public information, a person who has access to such information by virtue or his/her office or position must absolutely abstain from

Exchange Commission of Cambodia, Mrs. Vathana Dalaloy, Secretary-General, Securities and Exchange Commission Office of Lao PDR, Mrs. Thida Myo Aung, Deputy Director-General, Central Bank of Myanmar, Mr

Department of Economic Crime Litigation 4 of the Office of the Attorney- General. This resulted in a lawsuit filed against the defendant.On March 30, 2015,  the Criminal Court ruled against Ratchasak for

actions involving assets related to illegal acts that have been seized and frozen by the Anti-Money Laundering Office (AMLO), with a total value exceeding THB 20 billion. Progress in these cases was

หน่วยงานด้านปฏิบัติการหลักทรัพย์ (back office) หรือแสดงความจำนงผ่านระบบอิเล็กทรอนิกส์ โดยต้องมั่นใจว่าเป็นคำสั่งของลูกค้าที่แท้จริง ทั้งนี้ กรณีที่ลูกค้าแจ้งความจำนงจะรับข้อมูลทั้งในรูปเอกสาร

Anti-Money Laundering Office (AMLO) for consideration of further action because such offenses are unfair activities related to securities trading, which constitute a predicate offense under the Law on

February 2018. In addition, the Company arranged more marketing events than prior year such as “FN Fair” at head office and “FN Thank you sale” at branches. The sales proportion in 1Q18 has been increased