) (SEA), as the case may be, in conjunction with Section 83 of the Criminal Code. Additionally, the act of Natthawat was liable to be an offense under Section 244/3(1)(2) in conjunction with Section 315 of
sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall not be lower than
from the date of the initial approval. In any case, the filing of the ICO application and registration statement, fee payment and requirements related to ICO must be as specified in the governing
Computer-Related Crime Act B.E. 2550 (2007) to prevent potential harm to the public. In any case, shutting down access channels to platforms of unlicensed digital asset service providers is under the
investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as
seeking unitholders’ resolutions from not less than 30 days in advance to not less than 14 days, (5) permitting the fund/trust to get short-term loans to improve liquidity, (6) in case the appraiser
sanction. If any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public attorney to file a lawsuit with the Civil Court
In a case that at the minimum 80% of targeted fundraising amount in crowdfunding project are subscribed, this is regarded as successful debenture crowdfunding. This regulatory revision aims to
, readable, easily understandable, in order to compare the risks easier, and (5) mandating that the issuers of bonds and securities registrars must report to the bond holders’ representatives in case of any
interest as well as make inquiries to W’s management to gather complete information before voting at the extraordinary shareholders’ meeting. In any case, the aforesaid acquisition transactions have to be