characteristics of personnel in the capital market business as well as major shareholder of securities company and derivatives business operator.   SEC places a crucial importance on operating business and

reflects that there still are chances that even more entrepreneurs would be able to raise funds via the capital market. Furthermore, SEC had been continuously operating its “SEC Caravan to the Provincial

Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a

the information on the operating results of a specific business of MODERN while attending the Board of Executive Directors meeting. Such inside information supported the prediction that the net profit

leading to lower operating costs. Additionally, the SEC will use RegTech for a better regulatory supervision and place high importance on cyber resilience. Strategy Two: To promote the Thai capital market

Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have

suggests that WAVE shareholders not approve share acquisition of capital increase at the stake of over 25 percent but not exceeding 35 percent, as WAVE?s working capital will be insufficient for operating

Malaysia, the Monetary Authority of Singapore and the Securities and Exchange Commission, Thailand in October 2013.This Framework allows fund managers operating in a member jurisdiction to offer CIS

, he obtained information on negative operating results, causing the company to have 37.65 million baht of net loss in Q1/2010 or 179.95 percent decrease when comparing to 47.09 million baht of net

Bangkok, March 2, 2016 ? The SEC has filed two criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against 11 offenders on account of operating