policy on the governance of information technology, which shall contain at least the following matters. Such policy shall be approved by the board of directors of the intermediary or a committee assigned
governance of information technology, which shall contain at least the following matters. Such policy shall be approved by the board of directors of the intermediary or a committee assigned by such board of
least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized
” means derivatives exchange licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6) “customer contact person for
licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6) 1 “customer contact person for derivatives agent” means the
licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6)1 “customer contact person for derivatives agent” means the
!** ก 0$% * [4!* * '+^ 4. -!** ก 0$% *($- 00* ก*I+ - 0$% * 6 % 4'+ ก ก 15 ก ก ก กก ก !"#$% ก !"# - '(4% (Total Approved) 0$% -I "% '(4% + %* ก Rก K L7'(ก" R - '( $ (Total Used
the shareholders having interests in the matter and the shareholders who are not eligible to vote This transaction is required to be approved with votes of not less than three-fourth of total number of