outsourcing date. Clause 125 Subject to Clause 12/1, the derivatives dealer shall take into account the suitability of proposing derivatives to the client. In any case, the types of the clients and the types of
) AAPICO HITECH PUBLIC COMPANY LIMITED Ref No: AH 01032020 March 3, 2020 Subject: Management Discussion & Analysis (MD&A) for the financial statements of fiscal year 2019 ended as of December 31, 2019 To
arranged by the derivatives fund manager must possess knowledge, ability and business understanding and is subject to the approval of the Office in accordance with rules as prescribed in the notification of
application for a license and the granting of a license to provide services as a securities registrar, which is subject to other specific rules governing such matter as prescribed by other Notifications. Clause
and Other Prohibited Characteristics of the Executives of Securities Companies dated 17 January 2005. (UNOFFICIAL TRANSLATION) Footnote Index: No. Notified Date Notification No. Subject Contents Status
. Notified Date Notification No. Subject Contents Status Main Notification 3 August 2009 The Capital Market Supervisory Board No. TorThor/Nor/Khor. 87/2552 Qualifications and Prohibited Characteristics of