Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium

’ equity falls below zero. In case of any irregular trading activity, SET is the frontline inspector and, if it is considered a liable offense, will gather information for SEC to conduct in-depth inspection

งานกับหัวหน้าและผู้แทนสำนักงานสอบบัญชี ในการนำแนวทาง IT security and Cyber security ไปปรับใช้ในสำนักงานสอบบัญชี 

ได้ (investment grade) (2) ให้ ก.ล.ต. พิจารณาความเป็นไปได้ในการสนับสนุนค่าใช้จ่ายในการพัฒนาทักษะของบุคลากรในตลาดทุน การขยายฐานผู้ลงทุน รวมทั้งการพัฒนาระบบเทคโนโลยีสารสนเทศ (IT System) เพื่อยกระดับ

environmental and climate data disclosure since it is an important issue and is in accordance with the SEC’s policy in promoting environmental, social, and governance (ESG) for sustainable capital market

that “it is a policy of  SEC to seek public opinions and learn about problems and obstacles of the concerned parties in every sector of the capital market, including securities business operators and

agreed or conspired on creating the false appearance of the price and volume of ACD shares by continuously transacted in the shares pushing it to the higher price. This actions misled the general public

company shares and are one of the factors in the selection of securities for SET50, SET100 and SETHD. Yet, given that these important criteria were last revised in 2008, SEC views that it is appropriate for

and related persons must submit hardcopy documents and also online documents through electronic system, which might cause burden on the private sector and it does not go accordingly with the

know-your-customer requirement or e-KYC via online methods. The use of authentication and verification under the National Digital ID (NDID) system will make it convenient, quick and reliable to open