In case the SEC Office has considered that an applicant has correctly and completely qualified with criteria as prescribed under Clause 3 and Clause 4, the SEC Office shall make the proposal to the

capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company also licensed to undertake derivatives business in the category of derivatives

securities company shall maintain its net capital not less than 15 million baht and [net capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company

15 million baht and [net capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company also licensed to undertake derivatives business in the

who is appointed to be director or manager and the derivatives business operator by its authorized director, or in case of authorization by the derivatives business operator, the certified signatory

3,666,842.54 in the case that the Company shall have paid the total amount of leasing fee in advance within August 31, 2019 which will make the remaining leasing fee to be Baht 25,325,181.46. The purpose of the

Million, but less than Baht 20 Million, and as such, it is regarded as a medium-sized transaction, in which case, the Company is obliged to disclose such information to the Stock Exchange of Thailand

such contingent liability is related to the Company's litigation cases in 2012 - 2014. However, if after the court has ruled that the company wins the case, the Company will take these reserved amount

restriction /suspension of services, termination of services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money

services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money laundering legislations, or where the know-your-client