(SET) in case the business is listed on the SET.To support SMEs to fully make use of PE, the SEC has carried out five actions:(1) Revising rules to allow exemption for PE manager from holding securities
inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further
respective fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on Paiboon, Pongsachalerm, Chaiwat, and Patara.Following the referral from the Stock Exchange of Thailand (SET), the SEC
delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the public on July 3, 2002. The SEC found that some accounts were opened to trade KARAT?s shares only while
covers both existing and prospective investors. Details and activity formation as well as channels will be set suitably and in consistent with each target group. Furthermore, investor survey will be
referral from the Stock Exchange of Thailand (SET), irregularities were detected in relation to the trading activities of such shares by a certain group of persons. An SEC subsequent investigation revealed
Bangkok, May 30, 2011- Following Thoresen Thai Agency Plc., (TTA)disclosed through the Stock Exchange of Thailand (SET) that on May 27, 2011, 75 shareholders claiming to hold 72,212,550 shares or
side, executives of the Stock Exchange of Thailand (SET), Association of Thai Securities Companies (ASCO) and Association of Investment Management Companies (AIMC) met with Japanese financial
Corporate Governance Rating (CGR), the SEC requested securities companies disclose Anti-corruption Progress Indicator of the listed companies in their research to push listed companies to set policy and
, including other transactions related to such current account as found from the special audit; 2. NIPPON has not set an allowance for doubtful debts on the money siphoned by NIPPON ' s former