, and the intermediary shall take the following acts at a minimum: (1) inform the foreign personnel of the scope of performance of duty; (2) ensure that the giving of information or advice is restricted
the relevant rules, and the intermediary shall take the following acts at a minimum: (1) inform the foreign personnel of the scope of performance of duty; (2) ensure that the giving of information or
act that may be unlawful or non-compliance with the relevant rules, and the intermediary shall take the following acts at a minimum: (1) inform the foreign personnel of the scope of performance of duty
existing clients; (3) take any other action in the manner that increases risk to the financial condition, the operation or the performance under the agreement with the clients, as prescribed by the SEC
increases risk to the financial condition, the operation or the performance under the agreement with the clients, as prescribed by the SEC Office. Clause 14 Where the intermediary fails to regain the
_____________________________________________________________________ 6. I/We affirm that if there is a performance fee to be paid by the ARFP Passport Fund to a CIS Operator or a delegate (and sub-delegate, if any) of the Operator, the basis for the fee to be paid
virtue of duty performance. (2) notifying the service user that the provision of services is in accordance with the regulatory sandbox , which contains limitations, risks and conditions different from the
seeking benefits wrongfully by virtue of duty performance. (2) notifying the service user that the provision of services is in accordance with the regulatory sandbox, which contains limitations, risks and
performance. (3) notifying the service user that the operation is in accordance with the regulatory sandbox , which contains limitations, risks and conditions different from the operation of the business