named in the complaint as aiders and abettors.With a referral from the Stock Exchange of Thailand (SET) concerning trading behaviors of some investors involving suspected collusion with personnel of asset
investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from
Ms. Uraiwan Sae-lee During 7 July 2020 – 2 November 2020 Ms. Uraiwan Sae-lee and Mr. Telapon Sinchai colluded to manipulate the stock price of Multibax Public Company Limited (“MBAX”) by placing
process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Brokerage: Debt Securities (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company
boosting confidence in the bond market. Additionally, the SEC has amended the regulations on the issuance and offering of debt securities to enhance the approval rules and disclosure criteria in the bond
consider and approve the following matters: (1) Exemption from an event of default for the bond issuer’s non-compliance with the requirement to maintain the Interest-Bearing Debt to Equity Ratio of
responsible financial management, proper financial values, and avoids unnecessary debt. These practices are expected to create a ripple effect of positive financial habits within educational communities.This
for consideration of approval as follows: (1) A waiver in the case where the bond issuer is unable to maintain an interest bearing debt to equity ratio not exceeding 3:1, as reflected in the
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
, in case of securities companies, those who operate in the securities brokerage, dealing or underwriting of debt securities and Sukuk to register as a bondholders’ representative; (2) To