partial payment for redemption of the bond due on 31 July 2023 without it being deemed a default under the terms and conditions;              Agenda 3: Consideration for approving a waiver for the

information whereby it will not cause an excessive burden.In addition, SEC considers to issue regulations on the proxy solicitation under Section 89/28 of the Securities and Exchange Act B.E. 2535 (1992

the Notification of the Office of Securities and Exchange Commission No. SorJor. 31/2563 dated 27 March 2020. It shall, also, clearly disclose the events that cause obstacles or limitation to its

. SEC is prepared to consider easing rules to make it more convenient and not too cumbersome. We have reached a conclusion and shared a common understanding. SEC is ready to receive applications for

Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment

Following a report from Krungthai Zmico and SEC’s further investigation, it was found that during 22 - 24 November 2017, Niparporn placed the right to IPO allocation of three clients to the clients

}. However, after fact examination, it was found that there was a reasonable ground to believe that the actual payment for the purchase of the land and the office building was 40 million baht, and the

Following a client’s complaint and SEC’s further investigation, it was found that during 20-27 September 2018 {A}, as investment consultant of the client, failed to inform the client of the

According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium

Following the tips from various sources to SEC, it has been found that there are several solicitations via social media platforms such as Facebook and YouTube for investment in seven products that