commission of offense under Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the time of the offenses. Currently, the
complex 2**) and specified a period during which his resubmission for an application for an approval as a capital market business personnel would not be accepted for a period of 10 years, effective from 4
เพิ่มความโปร่งใสในการกำกับและตรวจสอบการดำเนินธุรกิจ 3) Implementing Effective Incentives: การสร้างมาตรการจูงใจ (Incentives) เพื่อกระตุ้นให้เกิดตลาดและการลงทุนในผลิตภัณฑ์การเงินเพื่อความยั่งยืน โดยส่ง
, effective from July 1, 2016. Since the approval of Panita expired on December 31, 2015 without renewal thereafter, the SEC bans her from re-entering the industry as capital market investment consultant for 10
promoting the Thai capital market to become effective funding source for local businesses nationwide and strengthening business competitiveness and thus developing country?s economy. Raising funds through the
examines operation of securities company. Investors can count on securities companies as they comply with ethical business conducts with a view to building Thai capital market as a truly effective
, protect and improve corporate reputations. Additionally, an effective record-keeping system should be maintained to ensure that the information disclosed to the clients and the public is accurate.
consultant for rest of the remaining prior approved period or until December 31, 2014. In addition, the SEC will not consider his renewal application for another five years starting from the effective date of
recommendations: ? Improving State Owned Enterprises (SOE) governance and making the state a more effective owner? Protecting the independence and effectiveness of the Thai Securities and Exchange Commission (SEC
recommendations:??Improving State Owned Enterprises (SOE) governance and making the state a more effective owner??Protecting the independence and effectiveness of the Thai Securities and Exchange Commission (SEC