to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, and a bar from serving as director or executive in securities issuing companies or

media, it has been observed that the majority involve covertly using the SEC name and logo and the images of the SEC executives, relevant agencies and companies, and reputable individuals in the

executive in securities issuing companies or securities companies for specified periods, with the following details:  (1) Penprapa shall pay a civil fine, a compensation in the amount equal to the benefit

of securities issuing companies or securities companies for a period of 12 months each.  The second incident: Four offenders, having personal or business relationships directly or indirectly through

notifications are as follows:  (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 29/2568 Re: Custody of Client Assets of Securities Companies (No. 7): https://publish.sec.or.th/nrs/10847s.pdf

from serving as directors or executives in securities-issuing companies or securities companies:  (1) Mr. Viroj Patcharawattanakul is required to pay a civil penalty, a compensation in an amount equal to

criminal complaint has resulted in the alleged offenders having untrustworthy characteristics and being prohibited from holding the positions of director and executive of securities issuing companies and

for the transition and finance companies’ emissions reduction to drive change in the real economy. It is therefore utmost important that asset owners and asset managers understand the fundamental

(INFFs) and strategies to finance their SDGs in line with national development plans, (3) working with interested companies to integrate SDGs into their business strategies and operations to unlock new

from director/executive positions at securities issuing companies and listed companies are prescribed under Clause 3(2), Clause 5(2) and Clause 6(2) of the Notification of the Securities and Exchange