Securities and Exchange Commission which each type of customers may invest or possess. Clause 8. In case the customer wishes to put his or her property into the custody of the derivatives fund manager, the

/2023 Dated 24/04/2023 to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained

collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings as deemed appropriate.  Remarks:- Acquisition of shares

Thailand (SETLink) by 13 November 2024. The SEC is collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings

revocation for actions that do not significantly affect operational systems or service delivery.   In any case, digital asset business operators still have the duty to maintain qualifications related to

offender refuses to give consent to the sanction, the SEC will submit the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions

Market Association (ThaiBMA). In the case where the existing issuers intend to roll over the outstanding non-investment grade bonds**, the SEC will grant a temporary exemption of application filing to such

meeting notice concerning the calculated impacts of the proposed capital increase on the shareholders, and the lack of clarity in the objectives of the capital increase. Since this case may affect the

offering). The independent financial advisor (IFA) considers that the information disclosure in this case is insufficient, and the company is exposed to the risk of absence of due diligence in the

Reporting of the Calculation of Capital Maintenance of Business Operators and Provisions in Case of Failure  to Maintain Capital (No. 3), dated 1 August 2024 (https://publish.sec.or.th/nrs/10298s.pdf