appropriate methods and in sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order
perform duty, manager of securities company shall perform duty as the person responsible for the operation of such branch office. Securities company shall maintain evidence documents relating to operation
. TorChor. 34/2551, Re: Re: Application Form and Supporting Documents for Offer for Sale of Newly Issued Share Warrants and Underlying Shares, For offering warrant to seller according to clause 3.1 (1) (c
process and the disclosure requirements, e.g. filing the registration statement, the draft prospectus, audited financial statement, and other documents related to ICO with the SEC. Therefore, when fraud or
16. Report/Form (Notification of Securities and Exchange Commission) Form for Reference of Documents for Approval (marketing officer) 17. Circular 4/2547 20/02/2004 18. Circular 2/2555 22
database that is safeguarded with proper security measures and access control. Hard copies of documents and printed materials will be scanned and stored in the Enterprise Content Management System (ECM), the
witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in
ต้นอยู่ภายใต้นิยามของค าว่า “ สินทรัพย์ ดิจิทัล ” ซึ่งเป็นเรื่องที่อยู่ใกล้ตัวผู้บริโภค และผู้ลงทุน มากกว่าที่คิด จ าเป็นต้องรู้จัก และรู้เท่าทัน โดยเฉพาะในช่วงที่ https://www.sec.or.th/TH/Documents