| - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency | - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records
regard to the Notification of the Capital Market Supervisory Board concerning the Issuance and Offer for Sale regarding Unit of a Real Estate Investment Trust stipulating that the REIT manager entrusted by
Fees Circular Securities Borrowing and Lending (section 98(5)) Short Sale Provisions (section 98(5)) Fees (section 14 and 19) Major Shareholders (section 90 and 91) Revocation of License (section 147
Fees Circular Securities Borrowing and Lending (section 98(5)) Short Sale Provisions (section 98(5)) Fees (section 14 and 19) Major Shareholders (section 90 and 91) Revocation of License (section 147
Fees Circular Securities Borrowing and Lending (section 98(5)) Short Sale Provisions (section 98(5)) Fees (section 14 and 19) Major Shareholders (section 90 and 91) Revocation of License (section 147
Fees Circular Securities Borrowing and Lending (section 98(5)) Short Sale Provisions (section 98(5)) Fees (section 14 and 19) Major Shareholders (section 90 and 91) Revocation of License (section 147
Fees Circular Securities Borrowing and Lending (section 98(5)) Short Sale Provisions (section 98(5)) Fees (section 14 and 19) Major Shareholders (section 90 and 91) Revocation of License (section 147
Fees Circular Securities Borrowing and Lending (section 98(5)) Short Sale Provisions (section 98(5)) Fees (section 14 and 19) Major Shareholders (section 90 and 91) Revocation of License (section 147
Fees Circular Securities Borrowing and Lending (section 98(5)) Short Sale Provisions (section 98(5)) Fees (section 14 and 19) Major Shareholders (section 90 and 91) Revocation of License (section 147
Fees Circular Securities Borrowing and Lending (section 98(5)) Short Sale Provisions (section 98(5)) Fees (section 14 and 19) Major Shareholders (section 90 and 91) Revocation of License (section 147