traded in great volume or that such share price was changed, causing the trading of such shares to be inconsistent with the normal market condition to lure the public into the trading; and (2) From
. Earlier, he had arranged for ZMICO to invest in shares of a listed company at the price not exceeding 20 baht per share which was very much higher than the market price at that time. He subsequently
The Approval of Personnel in the Capital Market Business
capital market personnel or as director of any issuing and listed company. The SEC?s investigation was based on primary information from the Stock Exchange of Thailand together with DBS Vickers Securities
://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 178/2022 Dated 11/11/2022 with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board
and is one of the capital market initiatives undertaken by the ACMF as part of the regional capital market integration plan endorsed by the ASEAN Finance Ministers in April 2009 in Pattaya, Thailand. Mr
in big volumes. Such trading manipulation took place during 10-27 September 2013, causing YCI price and trading volume to be inconsistent with the normal market condition. The wrongdoing was assisted
spot market, open trading accounts and trade through website www.goldexasia.com. It was, however, found that there was no gold delivery while payments were not made in full for trading transactions
=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field https://secsearch.sec.or.th/?search=electronic%20possession Notification of Capital Market Supervisory Board