Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last
of intermediaries by revising the period of fee payment. The public hearing on the principles for amending the rules took place from 17 July to 20 August 2019. The proposed amendments have taken into
market business during the period he is prosecuted. In addition, the SEC investigated the Investment Committee of Solaris Asset Management Co., Ltd. in authorizing the mutual fund to invest in debt
reports in the case of any unexpected event, and the submission period will be based on business days instead of calendar days to allow business operators to have more time.SEC has made the public
companies or securities companies for a specified period, with the following details. (1) Laksana shall pay a civil fine, a compensation in the amount equal to the benefit received or is entitled
practicality and fairness.The proposed revision would allow asset management companies a grace period for increasing the number of the unitholders of listed funds, including exchange traded funds and index funds
incorporated companies in Thailand and other ASEAN members, simultaneously or in proximate period, under the ACMF framework. The issuers will be allowed to file with the SEC disclosure documents using ASEAN
. VTE later submitted to the SEC the letter requesting extension of period for submitting such financial statements. The request was made on the ground that the independent financial advisor is in process
work related to business operations in the year 2022 within the period specified in the notification of the SEC, that is December 31, 2022. DAB Act S.94 in conjunction with 30 Settlement Committee
July 14, 2022. However, Zipmex submitted the report to the SEC office on August 8, 2022, later than the period specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement