the principle  and the draft regulation which would require the auditor to report to the Audit Committee of securities company** or the Audit Committee of listed company any suspicious circumstance

facilitate greater access to finance and business opportunity for Thai FinTech industry; and sustainable finance such as promoting green bonds and climate risk disclosure for listed companies. Initially

Company, which Prasit claimed to be a merger between Mandawee Tour Co., Ltd. and Web Sawasdee Public Limited Company. In addition, Prasit also claimed that Mandawee Sawasdee securities were to be listed on

in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest

or executive of any securities issuing company or listed company* for two years.      ________________________________ * Pursuant to the Notification of the Securities and Exchange Commission No

exchanges must be exchanged with baht or cryptocurrencies listed on the notification.SEC Board has also approved the exemption on the offering of utility token that is ready to use at the day of offering

the Stock Exchange of Thailand by 21 June 2018. The SEC will take Mr. Suphanan's clarification into consideration as to whether he is performing fiduciary duties as a listed-company director

drafting the relevant notification that would cover the scope of products for which the business operators can provide services, being listed products on the Thai capital market and foreign capital

limited company or a listed company; (2) the required amount of a registered capital; (3) well-preparedness in work systems, financial status, control and good work practices; (4) no financial troubles

, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition,  SEC has reported the case  to  AMLO as this