perform an investigation before recommending case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however, vested on the court of
those applied to person who works in securities business; (3) added clarity on the protection that investors will receive in case of the bankruptcy of the securities depository center as well
government places as well as at the office of Lawyers Council under Royal Patronage and (2) providing legal aids in civil case, criminal cases, human rights protection, administrative order, environmental
of this amendment is to ensure that customer complaints are handled appropriately, especially in the case where the operator failed to comply with relevant regulations. It also aims to ensure that
trading transactions regularly. In case of doubtful authenthicity, investors should seek clarificatioin from the back office of such securities firm. It should be reminded also that money for trading
suspension on {A}, effective from 1 November 2017. In the case of {B}, she committed similar acts by signing on the subscription order of a client without contacting or giving advice to the client. Instead
, no one had made any investment following the solicitation by such scheme.In the case of Lederer (Thailand) and its authorized director Kanyakorn, investors were persuaded to make an investment at the
case. _______________________ * Related SEC News No. 70/2017
instructed EARTH to clarify information in this case on 16 March 2018, and according to SEC News No. 37/2018, the SEC extended the deadline for EARTH to clarify the information relating to the existence and