SEC Search

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=194&lang=en

Derivatives Advisors

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=202&lang=en

Securities Borrowing & Lending

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=372&lang=en

Bond Dealer & Underwriter

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=379&lang=en

Limited BDU

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=393&lang=en

Thailand Securities Finance Corporation : TSFC

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=613&lang=en

Derivatives Agent

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9906&lang=th&categoryID=CAT0000421

Derivatives Dealer

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9907&lang=en

Guidelineon the commencement for operation of securities / derivatives business

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9923&lang=en

8023p.doc

this application. b. Please mark an X in the appropriate box corresponding to your answer c. Send complete and signed form to Accounting Supervision Department The Securities and Exchange Commission

https://publish.sec.or.th/nrs/8023p.doc