company in category of mutual fund management company or private fund management company, such securities company shall have shareholders’ equity presented in latest financial statement, audited by auditor
: “intermediary” means a securities company or a derivatives intermediary; “fund management company” means a securities company licensed to undertake securities business in the category of mutual fund or private
as well. For example, for investment or encumbrance creation of mutual funds or private funds, it shall consider a process in settlement or delivery which may affect to an overall market system. For a
company’s reputation, as well as a compliance to governmental regulations. Also, it should consider to wide impacts as well. For example, for investment or encumbrance creation of mutual funds or private
, particularly in the export sector, the tourism sector, slowdown of private consumption and investment as well as the Baht’s ongoing appreciation. In 2020, Thailand economic growth will likely slowdown. There are
tourist and uncertainty in political situation . • Mobile business pressured by weak consumption: We are expecting mobile revenue to be under pressure from weak private consumption and hence continued low
"ก ก4 ก !"# - ก ก '(ก $ 0' a ก4% Private Fund Broker ! # N 0 H Corporate Port - * "ก '( ก " "H% # S T ก0ก'+ 0$% *( 6 กก "ก + 6 %" % '+ - ก -' ก '("$ * "ก 0I 0$% - -'ก '("$ "ก ก
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
supervisor; (4) a private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person