participation in the campaign, featuring three tech-based and target-driven initiatives, i.e., (1) SEC Check First, an application for verifying the status of service providers and capital market products
securities whereby the exemption shall be applicable from 17 May 2019 until 31 May 2020 as well. 2. The SEC Board has approved the appointment of the Capital Market Competitiveness Development
exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council
, starting from 1 February 2018. In addition, since {B} is also a branch manager of the bank, she is prohibited from functioning as branch manager responsible for capital market business of any bank or
ประสิทธิภาพของกระบวนการยื่นคำขออนุญาตออกเสนอขายใบสำคัญแสดงสิทธิอนุพันธ์ แก้ปัญหาความซ้ำซ้อนของการทำงานระหว่างหน่วยงาน ลดการนำข้อมูลเข้าหลายระบบ เพิ่มความสะดวก ลดเวลาเข้าซื้อขายในตลาด (time to market) ซึ่งระบบ
investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an
declare the corporate intent to serve the public and capital market stakeholders with integrity, transparency and corporate governance, on 8 May 2019. The SEC Declaration of Intent is in compliance with
Essentially, the new rules allow securities brokers and derivatives agents to provide two types of trading services of capital market products that respond to investors’ demands more efficiently
Standards were developed based on the principles of the International Capital Market Association (ICMA). The proceeds from social bonds are for financing or providing loans to projects that are socially
SEC Secretary-General Rapee Sucharitakul said “SEC aims to provide people in general access to the capital market as a source to accumulate long-term financial stability. However, until now