records related to the custody of client fund issued by the custodial bank, and records related to the custody of client digital assets issued by digital asset custodians permitted to provide such services

proposed revision to the terms and conditions regarding the collateral maintenance against the principal debt by allowing the issuer to redeem or return the full or partial value of the assets used as

from transferring or disposing of assets. The SEC will continue to monitor the progress of this case and coordinate with relevant agencies to prosecute to the fullest extent, in order to support the

Public Company Limited (TPCH) and real estate assets (land and buildings), in relation to the total outstanding bond value, as follows: from not less than 1.4 times throughout the bond term to not less

regard, the SEC advises investors currently using these platforms to take steps to secure their assets before the access restriction takes effect. The SEC advises the public and investors to be cautious

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

has accepted the petition or being under the creditor’s filing for bankruptcy under the Bankruptcy Law and the Court has accepted the petition;  • Listed company’s whole or almost all assets are in the

, designing mutual funds according to the investment policy, assets to be invested, payment period, investors’ expectation regarding unit selling, risk monitoring throughout the scheme term, obtaining diverse

. For example, high-risk transactions related to clients’ assets would be subject to AAL2.1** while other transactions would be subject to AAL1**.  The consultation paper is available at www.sec.or.th

growth;2.     Market fragmentation, presented by JFSA; 3.     Fintech and Crypto Assets, presented by the Monetary Authority of Singapore, in which the SEC Secretary-General also exchanged experiences