(TSI), the Stock Exchange of Thailand, there was an incident of intentional dishonest act committed on December 11, 2014 when Atcmima took an exam for qualifying investment consultant under the name of
securities business pursuant to the Securities and Exchange Act of 1992. His action was in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years
and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., up to two years? imprisonment or a fine twice the amount of the benefits received or should have
Fund, the Social Securities Fund, provident funds; or juristic persons established under Thai law that are exempted from revenue tax, such as, foundations and temples, etc.
technical assistance to the SEC under the First Initiative Project, Thailand: Enhancing SEC Assessment Capacity to enhance auditors? performance in compliance with international standards. The OAG, as the
matter are welcome until December 13, 2012.Under the draft revision, securities issuers will be required to disclose additional information in a registration statement, an annual registration statement
matter are welcome until December 13, 2012.Under the draft revision, securities issuers will be required to disclose additional information in? a registration statement, an annual registration statement
matter are welcome until December 13, 2012. Under the draft revision, securities issuers will be required to disclose additional information in a registration statement, an annual registration statement
established,? said SEC Chief. Moreover, the SEC will join SET in the City, Bangkok, 2012, under this year concept ?Learn-to-Invest anytime, anywhere? to promote financial literacy with a variety of activities
can also be categorized by industrial sector in which it invests, for example, if invested in transportation system project, infrastructure fund will be listed under transportation and logistics sector