and in the manner which facilitates prompt inspection by the Office upon request. Clause 12 . This Notification shall come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr
come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission
first two years of the 5-year period. Clause 8. This Notification shall come into force as from 16 February 2006. Notified this 8th day of February 2006. (Mr. Prasong Vinaiphat) Deputy Secretary-General
underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter
into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter within the next business day from the date on which the securities
] of the securities company . Clause 5 This Notification shall come into force as from 16 May 2006. Notified this 2nd day of May 2006. - signature- (Mr. Thanong Bidaya) Minister of Finance Chairman of
Notification shall come into force as from 16 May 2006. Notified this 2nd day of May 2006. - signature- (Mr. Thanong Bidaya) Minister of Finance Chairman of the Securities and Exchange Commission Note: please
period for the purpose of considering the ability to maintain net capital [and net capital ratio] of the securities company. Clause 5 This Notification shall come into force as from 16 May 2006. Notified
This Notification shall come into force as from 1 February 2010. Notified this 1st day of February 2010. -signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange