e-service Online Submission See canceled document Derivatives Dealer >> Business Conduct (Section 18) Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
Section 9 and Section 49 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1
Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section
of 1987, Section 43 of the Royal Enactment on Special Purpose Juristic Persons for Securitization of 1997, and Section 95 of the Emergency Decree on Digital Asset https://www.sec.or.th/EN/Pages
results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) CriminalActions 42 of the Provident Fund Act of 1987, Section 43 of the Royal Enactment on Special Purpose Juristic Persons for
possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an
/Download?FILEID=dat/news/202105/21049870.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal
/Documents/Auditor/leadership.doc The Derivatives Act The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the
EDITED fourteen days after the date of such appointment or such change. Chapter 2 Management of the Fund _______________________ Section 12. 2 The Minister shall have the powers and duties to supervise and
Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec... https://publish.sec.or.th/nrs/6086pe.doc (Translation) this Act; (3