million baht of a client of Mr. Pattarawut Thunyajaroen with a view of selling investment units and failed to check whether there was any withdrawal request slip. In addition, she failed to follow up on

only the beginning point of the criminal enforcement process.  Under this process, in order to adjudicate whether a person has committed an offense it will depend on the investigation under the

, as an essencial factor in business operation, listed companies are forced to face more challenges, whether in generating returns to the businesses among changing envornment, technologies or increasing

Exchange of Thailand while the criminal complaint and legal proceedings are underway. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether

to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account was found to be

transactions with such clients without calling the original number or pursuing any other means to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the

SEC also seeks public comments on whether existing fund supervisors, such as commercial banks or fund supervisors that are digital asset business operators, may appoint a foreign digital asset custodian

investment advisory company; “giving advice” means giving advice, whether directly or indirectly, concerning the value of securities or suitability of investing in those securities, or the purchase or sale of

conduct securities investment analysis; (9) “ investment advice ” means advice, whether direct or indirect, on the value of a securities or the suitability of a securities investment, or on the buying or

; (9) “investment advice” means advice, whether direct or indirect, on the value of a securities or the suitability of a securities investment, or on the buying or selling of any securities; (10