manager or higher who is responsible for the line of work which takes part in making decisions on securities allotment or the line of work which has an opportunity to obtain inside information relating to
is responsible for the line of work which takes part in making decisions on securities allotment or the line of work which has an opportunity to obtain inside information relating to an offer for sale
manager” means mutual fund manager and private fund manager; (6) “property fund manager” means a person who makes decisions to invest or dispose of real estate or leasehold right of property funds; (7
consolidation, and 5.6% QoQ, mainly from continual demand in EDS and cloud services driven by strong digital transformation demand despite delays in customers’ project decisions due to economic headwinds. AIS's
consolidation, and 4.9% QoQ, mainly from continual demand in EDS and cloud services driven by strong digital transformation demand despite delays in customers’ project decisions due to economic headwinds. AIS's
Commission becomes effective: (i) CSL and CSL’s subsidiaries shall be run in a prudent manner, where actions, arrangements and decisions made shall always be in the best interest of CSL as a whole, and CSL and
supporting investment decisions and investor protection measures. The SEC Office may prescribe conditions for the applicant or the approved person to comply with. Part 2 Filing of the Registration Statement
interest CRA rating decisions should be independent and free from political or economic pressures and from conflicts of interest arising due to the relationships that may compromise or appear to compromise
shares, by primarily taking into account the appropriateness and sufficiency of information used for making investment decisions and measures for investors protection. In this regard, the Office may also
making decisions on securities trading for the securities company [proprietary trading]. Clause 7 A securities company shall separate the work units and personnel responsible for securities trading [front