According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during December 2017 – February 2018, Chantip, by virtue of her position as director of UVAN, knew inside information about the significant increase of company’s profits in the fourth quarter of 2017. She, then, bought UVAN shares during 27 December 2017 - 22 February 2018 in the total amount of 1,286,700 shares using securities trading accounts of Amornrat and Walailuk bef...

aided and abetted Devere & Partners and Mr. Ian McIntyre by allowing them to use the name and email of Broadgate for undertaking such unlicensed business.Actions of the three persons above violated

) in conjunction with Section 244 (4). All three are liable to the penalties under Sections 296 and 296/2 of the SEA.  The Civil Sanction Committee has resolved to authorize SEC to initiate civil

fundamental development of ecosystem in the Thai capital market to enhance trustworthiness as well as efficiency and competitiveness of intermediaries and the overall market. The three-year strategic plan gives

Bangkok, February 20, 2013 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against three unlicensed derivatives business operators, namely

Bangkok, May 17, 2013 ?  Thailand?s asset management industry received the overall score of  B, ranking third behind the US and the Republic of Korea respectively in the Morningstar?s Global Investor Experience Study.  The industry has maintained high standards in the area of regulation and taxation, as well as improvement in the area of sales and media. Nonetheless, there is still room for improvement in certain areas, particularly disclosure.  The Morning Star Research announced the findings f...

Type of securities : Common share | Effective Date : 23/11/2005 | Close Selling Date : 29/11/2005

Year : 2006

Year : 2012

นำส่งประกาศเกี่ยวกับการออกและเสนอขาย หน่วยทรัสต์ของทรัสต์เพื่อการลงทุนในอสังหาริมทรัพย์เพื่อผู้ลงทุนในวงจำกัด และซักซ้อมความเข้าใจเกี่ยวกับแนวทางปฏิบัติ