extension of the investigation aimed at taking further action against those involved in wrongdoing, following the SEC’s previous complaint against the persons colluding or being involved in the fabrication of

business strategies and to reduce inequality in their business operations. In so doing, SEC also focuses on fostering a favorable ecosystem for sustainable development by taking into consideration all

another extension to 20 July 2022. However, the CMSB did not grant another deadline extension as requested, taking into account the facts that, from the CMSB first rectification order until the latest

*, aims to set out measures to support fund mobilization by SMEs and startups in the central and provincial capital markets, taking into consideration balanced rules for both issuers and interested

seeking unfair benefits from investor by taking advantage of her duty performance.  In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the

billion baht. Taking into consideration the investment value factor, the appraiser viewed that there was no economic value and gave zero fair value to the mine.The two assessment reports from which EARTH

time because most of the license entities still use the same method taking about 5 to 7 days until the clients could start their investment, this results in a burden for the accessibility to the

to the following cases taking place at different branches:   (1)  In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual

ทิศทางที่ส่งผลขาดทุน (potential loss) แก่ผู้ประกอบธุรกิจ อันเป็นผลมาจากการที่ผู้ประกอบธุรกิจมีสถานะเงินลงทุน (position taking) ในหลักทรัพย์ ตราสาร หรืออนุพันธ์ทางการเงิน โดยสถานะดังกล่าวอาจอยู่ในรูปของ

the Securities and Exchange Commission, Thailand, and Thai Listed Companies Association for taking bold steps to promote women’s leadership roles, track progress, endorse the Women’s Empowerment