, with the following key points: (1) Revising the requirements for business operators unable to maintain net capital: Prescribing requirements in order, starting with suspending services of specific
, the suspension thus ends concurrently. In this regard, the SEC will not accept her future application for approval as capital market business personnel, starting from 31 March 2021 until the original
holding the position of director or executive at securities issuing companies or securities companies for three years, starting from the judgement date of the Civil Court.Later, on 15 December 2020, the
. In addition, the allegation by SEC are only the starting point of the criminal law enforcement process. Under this process, in order to adjudicate whether a person has committed an offense will
business during the period of 10 years starting from 27 September 2023 will not be accepted.
personnel for two years, starting from 14 September 2016. During the suspension period, {A} is not allowed to work in the managerial or advisory areas in the company, nor could he perform any other duties as
work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
, for three months starting from September 1, 2011, and also reprimanded another two investor contacts, (1) {C} and (2) {D} for interfering with client's assets. In case of {A}, the SEC received a report
industry and game industry reached 12,397 million baht and 32,499 million baht, respectively. For animation industry, it marked a starting point for success with total income of 5,623 million baht
of asset management companies, securities companies and bank branches for investors? investment decision making. We believe that the Project will raise public awareness in starting investment plan at