dated 28 November 2001 shall be repealed. Clause 2. In this Notification: “securities company” means a legal entity licensed to undertake securities business in the category of securities brokerage
companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core business is under direct supervision of another
back office services to securities companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core
provider of back office services to securities companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core
derivatives exchange shall pay the SEC Office Baht 2,000,000 annual fee for business undertaking within 31 January of every year except the first year of license, the licensee shall pay fee on effective date of
the notice of termination herein shall take effect only after this Application Form has been duly submitted to the SEC Office. We acknowledge that the notice of termination herein shall be submitted to
, transactions that are subject to variable fee rates shall be based on volume they made; and the intermediaries that enter into the same type business activities shall pay the same rates of fee; or fees shall
Mr. Chu Yingjay Mr. Chu Yingjay, an Authorized Director of the Company, responsible for the operation of Ronghui International Service Co., Ltd. shall be liable for Ronghui International Service Co
prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
Mr. Jesada Supasai Mr. Jesada Supasai, the Chairman Of the Board Of Directors for the operation of Three Sixty Five Public Company Limited (TSF), shall be liable for TSF failure to prepare and submit