respondents’ feedback and recommendations were carefully considered for the drafting of relevant amendments.The SEC is conducting this public hearing on the proposed amendments to the IT Regulations and
consider exercising power in accordance with the relevant legal frameworks to limit the widespread adoption of digital assets as a means of payment for goods and services. Further regulatory guidelines
agencies stand ready to consider various options and will publish further guidelines in relevant matters for listed companies to adapt for handling the situation,” said Ms. Ruenvadee
investors correctly and completely and without sufficiently notifying or giving information that was important and relevant to investors’ decision making, in contravention of the Notification concerning
results with more clarity. In addition to the temporary accounting guidelines, SEC has issued other support measures for listed companies in cooperation with relevant agencies such as guidelines for
), may be subject to legal proceedings and penalties of fine and imprisonment. In case of liable offenses under other laws, SEC will cooperate with relevant agencies for further proceedings
, to attend an ESG training course in addition to the existing compulsory training courses on rules and regulations, ethics or relevant laws, to ensure sufficient knowledge and regular review thereof in
accordance with the relevant regulations of the home country and additional requirements specified in the MoU. A Hong Kong fund to be offered through licensed intermediaries in Thailand under HK-TH MRF is
means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks