derivatives for 24 months and from serving as director or executive in securities issuing companies or securities companies for 48 months.The civil sanction imposed by the CSC will take effect when the
be imposed to support the risks associated with providing digital asset trading services. (3) Amendments to digital assets custody criteria, allowing business operators holding clients’ digital assets
in line with similar measures imposed on real estate-backed tokens; 3. ICO advertisement: ICO advertisements are required to comply with additional regulations. The advertisements must refrain
as director or executive for 18 months. The civil sanctions, as imposed by the CSC, will take effect when the offenders sign the letters of consent, agreeing to comply with the civil sanctions. In the
criminal offenses under the law shall be deemed the offenses whereby civil sanctions may be imposed on the offenders. Details of civil sanctions and associated procedures are available at: https
instructed, the violating companies shall be delisted from the SET; and (5) Prohibit any listed company on the SET and the mai that has been imposed with disciplinary measures by the SET due to failure to
sanction. If any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public attorney to file a lawsuit with the Civil Court
therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
consent to comply with the civil sanction. In case any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public
, Section 133 and Section 136 of the Securities and Exchange Act B.E. 2535 (1992). On 13 March 2020, the Settlement Committee imposed a fine of 8.06 million baht on the company. In the case of Mr. King, he