Rules on Connected Transactions
Guidelines for Establishment of Information Technology Systems
Practical Guidelines for Business Continuity Management
Guidelines on Establishment of Information Technology Systems
Bangkok, June 21, 2013 ? The SEC is seeking public comment on a draft revision to the rules governing preparation of financial statements, financial reports, and operating results of securities
the relevant rules and then will propose to the SEC Board for consideration and approval. The SEC and the SET also discussed possible review of the guidelines for the securities firm, as issued by
Re: Guidelines Relating to Operating Systems of Fund Management Business
Re: Guidelines Relating to Operating Systems of Fund Management Business
Practical Guidelines on Disclosure of Information for Sustainable and Responsible Investing Funds (Attachment to Practical Guidelines No. Nor.Por. 2/2565)
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program