services to achieve the SEC mission and better serve the needs of stakeholders continuously. _______________________Remark: * The PACC has developed a guideline manual for establishing public sector

ซึ่งเป็นไปตามหลักของพระราชกฤษฎีกาว่าด้วยหลักเกณฑ์และวิธีการบริหารกิจการบ้านเมืองที่ดี พ.ศ. 2546 และผู้สนใจสามารถดูรายละเอียดได้ที่เว็บไซต์ ก.ล.ต. https://www.sec.or.th/TH/Documents/ManualSelect/manual

-to manual helping them ask necessary questions about investment products and making investment decision with more confidence. Moreover, they can try ?Financial Goal Calculator? to test whether their

to facilitate organization of seminar, preparation of investment manual for dissemination to investors and general public, function as a center for conducting suitability test for investors and provide

published a handbook called ??Guidelines for Shareholders? Meeting?, now available in the SEC?s media channels, to help prepare them for shareholders? meetings and monitor listed companies? performances

position. Handbook or operating guideline for staff must be prepared and up-to-date. 3. The personnel must perform their duties in accordance with the law and relevant rules and regulations including code of

fund managers. 2. Job description must be prescribed in details and demonstrate the duties of each position. Handbook or operating guideline for staff must be prepared and up-to- date. 3. The personnel

together with evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group

evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group of securities

the Notification No. Tor Thor. 60/2561, the intermediary shall submit an application for approval to the SEC Office together with the evidentiary documentation specified in the Licensing Manual for the