give advice for those who are interested to operate business from now in order to make them understand standards in each aspect. This will be preparation for submitting applications for licenses once
, morality and ethics, which will be useful for the fourth and fifth-year reserve officer training cops students to live their lives and do their work in the future. The SEC officials will give lectures on
through such client?s account without record and evidence of trading orders. She failed to give the company and the SEC any evidence to prove otherwise. Kruawan?s actions were deemed trading securities for
from the company?s executives. Those who cannot attend the meeting and would decide to give proxy to others should be aware that giving proxy to others may entitled proxy holder to exercise voting right
investment diversification; and (7) the asset management company will be required to evaluate risk profile of, and give proper advice to, each fund member (suitability) who has investment choices
guarantee, loan, hire purchase or leasing of equipment, (4) give advice or provide services related to CDM projects and (5) be a joint operator of CDM projects. Investment in carbon credit fund, however, is
the SEC supervision can also be viewed under ?Investor Alert? banner. In addition, any investor or general public can be of assistance by simply dialing 1207 to give information on suspicious
obligations. Also, certain terms and conditions in the relevant agreements may give rise to accounting issues; in particular, whether such transaction could be recorded as true sale or borrowing, the difference
Companies Act of 1992, which do not give chairman of shareholders? meeting the power to ban entitled shareholders from attending the meeting and excercising their voting rights. In addition, such action was
securities business operation can give additional information to the ECD Police at 0-2237-1199.Investors are strongly advised to consult the License Check page at www.sec.or.th to verify the status of