order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
course of business. As a matter of fact such revenues were classified as other incomes from acting as agent for selling of goods and rendering services. The revenues were not generated from the actual
, such as classes of investment units, right and return of each class, fees or other expenses payable by unit holders of each class, which must conform to each class of investment units. Due to the fact to
: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Owing to the fact that her approved investment consultant status
ระมัดระวังในการศึกษาข้อมูลที่ครบถ้วนจากสรุปข้อมูลสาระสำคัญของตราสาร (Fact Sheet) ฉบับเต็ม ซึ่งผู้ลงทุนสามารถขอได้ ณ จุดขาย เพื่อทำความเข้าใจและพิจารณาว่าตนเองสามารถรับความเสี่ยงจากการลงทุนในหุ้นกู้รุ่นนี้ได้
and lease back of premises categorized as operating lease in the annual financial statements. The SEC is of the opinion that the above transactions were in fact a collateral loan, not an outright
Palotaitakerng, AFTC Secretary-General said that ?The AFTC and SEC have, in fact, been in collaboration for several aspects. The official MoU signing today confirms the two authorities? determination and unity to
own account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that BLA’s operating net loss of 880.59 million baht significantly
Bill of Exchange (B/E) due at the end of the year 2016. Such knowledge was considered as a material fact negatively affecting the price of IFEC securities. He took advantage of other investors by