concealment in order to mislead the general public to believe that such securities are purchased or sold in great volume. Plus, they continuously traded MILL shares in order to lure the general public to
Mr. Surin Banyongponglert From 25 July 2017 to 9 August 2017 (total 11 working days), Mr. Surin Banyongponglert traded PICO shares via his 4 trading accounts on a continued basis with an intent to
managing director for investor relations of KTB Securities Co., Ltd., and Rinnapa had collusively traded TRAF shares in concealment and on a continual basis to mislead and induce the general public into
2555 สวนท่ี 1 : บทนํา เดิม ธปท. ไดอนุญาตใหบริษัทหลักทรัพยสามารถนําผูลงทุนรายยอยไปลงทุนในหลกัทรัพย ตางประเทศ รวมทั้งตราสารอนุพันธที่ซ้ือขายในศนูยซ้ือขายสัญญาซื้อขายลวงหนา (exchange-traded) ในต
appropriateness; (2) Adjusting the haircut rates for certain types of securities concerning position risk*** and specifying appropriate haircut rates for position risk of stocks traded on LiVE Exchange and
collateral for derivatives positions traded on an organized exchange is not less than the specified ratio.
supervision of foreign regulators that supervise securities and exchanges and are ordinary members of IOSCO, and (2) units of foreign CIS traded on foreign exchanges that are members of the World Federation
startups to raise funds from investors through public offering and allow their shares to be traded in a secondary market. SMEs intending to raise fund through public offering and to have their shares
survive and to have opportunities for growth in the future, as well as to maintain its status as a listed company on the Stock Exchange so that its securities such as shares and warrants may be traded on