documents which can clearly be identified that they are forged; (Unofficial Translation) - 6 - (5) a client whose transaction has been reported by the securities company as a suspicious transaction; (6) a
for clients prior to trading for itself, unless clients clearly set out trading conditions otherwise. Clause 24 A securities company shall clearly determine methods and procedures for amending trading
shall trade securities for clients prior to trading for itself, unless clients clearly set out trading conditions otherwise. Clause 24 A securities company shall clearly determine methods and procedures
cause damage, financial insufficiency and defective or improper business operation; (2) the applicant’s shareholding structure clearly reflects the power of controlling shareholders and their interests
connected person of the business, in addition to the rules as specified in Clause 3, a waiver shall also be subject to the following rules: (1) The applicant has clearly disclosed the following information in
in writing and signed by the appellant. It shall clearly state the cause of appeal, reasons of argument against the administrative sanction together with referred factual or legal issues, as the case
to payable liability obviously. 5. Key factors & Influence which may affect Future Performance of Financial Status Thai economy of the second half of 2017 shall have potential to recover gradually. The
financial instrument to seek benefits in the forms that comply with the Islamic principles; (c) determining clearly in advance the conditions for reimbursement of the investment capital and rate or proportion
maturity date shall be clearly indicated; (2) the interest rate is fixed or floating rate according to the interest rates of the financial institution or at a particular interest rate; (3) the total