Bangkok, April 4, 2013 ? The SEC will revise the rules determining the proportion of investment unit holdings in retail funds to allow greater dispersion of unit holdings, as well as to ensure no
of the SET?s action regarding rules on backdoor listing to protect shareholders and ensure the orderly market.
persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet
ensure that mutual funds? NAV does reflect the fair value of mutual fund?s investment and to strengthen investor confidence over investment in mutual funds, the NAV calculation needs be adjusted to cope
ensure transparency and benefits for investors? decision making. Foreign CRAs wishing to do business in Thailand must already be operating in their home country and recognized internationally. Only
in business management. Clause 2 In order to ensure that critical function of intermediaries will continue or be restored in a timely manner in the event of disruption of its normal operations
the financial condition and the operating results to ensure that the potential issuer have a strong financial background; (2) Revising the criteria for backdoor listing and trading resumption to ensure
digital asset exchange and digital asset broker, starting from 2 February 2024. In addition, during the suspension, Zipmex is required to: (1) Rectify its financial condition to ensure compliance with